NEWS & ARTICLES

December 2016

There is no doubt that many industries have/are embracing the cloud in an effort to buy cheap reliable scale. However, financial service organisations are slow to transition and are lagging behind. So why is this?

- Andrew Powell, COO, Softek Computer Services Inc.

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November 2016

In this second instalment of the three part article series focusing on capital and credit management, we explore how broker-dealers are coping with the changes in regulation, the operating models they are having to implement, key trends and future change.

- Andrew Powell, COO, Softek Computer Services Inc.

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October 2016

It is hardly breaking news that regulation is changing the landscape we operate in, whether this be Basel III/IV, MiFID II, EMIR, CRD IV – the list is endless.  Nevertheless, the fact of the matter is it all affects us in some way shape or form. Within this three part series focusing on Prime Brokers, Broker-Dealers and firms operating in the Securities Finance we explore what firms are implementing or looking to implement in order to cope with the changes.

- Andrew Powell, COO, Softek Computer Services Inc.

As the industry changes, it expects its participants to change with it in order to meet a common end goal. As a participant in the industry we are no different, change is a core part of the Softek proposition and we work with our clients to accommodate the industry requirements.

- Andrew Powell, COO, Softek Computer Services Inc.

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Proud to service clients regulated by:

  • Financial Industry Regulatory Authority U.S. (FINRA)

  • U.S Securities and Exchange Commission (SEC)

  • Investment Industry Regulatory Organization of Canada (IIROC)

  • Financial Conduct Authority U.K. (FCA)

  • Bank of England Prudential Regulation Authority U.K. (PRA)

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