NEWS & ARTICLES

January 2019

“We are pleased here at Phillip Capital to be approved for client portfolio margin, broadening the services we can offer our growing customer base. Our partnership with Softek enables Phillip Capital to actively manage client credit and market risk in near real-time, overlaying the base OCC CPM stress parameters with our own house requirements”.

- Steven Milcarek VP of Equities Operations at Phillip Capital Inc.

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Proud to service clients regulated by:

  • Financial Industry Regulatory Authority U.S. (FINRA)

  • U.S Securities and Exchange Commission (SEC)

  • Investment Industry Regulatory Organization of Canada (IIROC)

  • Financial Conduct Authority U.K. (FCA)

  • Bank of England Prudential Regulation Authority U.K. (PRA)

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