Trade Cost Analysis
Loan Book Risk
Softek provides a cost effective hosted solution to manage capital, liquidity, concentration and credit on a customer and firm wide basis. Softek aggregates account level portfolio positions and transactions on both a daily and intraday basis. Softek produces reports centered on margin, credit, and liquidity which supports an array of regulatory requirements as well as firm specific house margin policies.
Implementation and Care
Nothing is more important to our organization than each of our working colleague's commitment to the highest quality ethical standards. Together they form a dedicated group of technical, industry and client-care professional experts readily available to assist in addressing customer issues with prompt and efficient solutions at all times.
Softek’s highly flexible service for Securities Finance gives you the ability to:
Credit, Concentration and Liquidity risk in near real-time across all counterparties.
FINRA 15c3-3 stock loan and 15c3-1 borrow/loan charges.
Optimize the pool of assets based on client money segregation, firm loan book and Prime Broker re-hypothecation.
HQLA, NSFR and LCR reporting and understand your total cost of trade.
Margin requirements for customers, trading desks, and the firm.
Trades & positions from multiple sources across all counterparties.
DTCC Cash and Non-cash files as well as user provided borrow/loan data from systems such as Loanet, Global 1 and any third party or proprietary system.
Positions into one risk and margin platform.
Softek reports into existing in-house systems.
With the Agent Lending Disclosure Initiative.
With regulatory requirements from SEC / FRB, FINRA, IIROC & Basel III.
With bespoke credit policies.
On capital adequacy, credit and compliance activities.
Intraday or end of day or both.
In various formats such as XML, CSV and PDF
Trades processed daily
Balance Sheet Impact
What Clients Tell us
"With increasing regulatory oversight the Softek platform streamlines the audit process"
"By combining the positions of many trading desks into one consolidated view Softek reduced our capital requirements significantly"