BROKER DEALER
Regulatory Capital Reporting
Real-Time Capital Monitoring
Stress Testing
What-if Modelling
Firm Capital EOD
Overview
Softek provides cost effective hosted solution to manage capital, liquidity, concentration and credit on a customer and firm wide basis. Softek aggregates account level portfolio positions and transactions intraday via a private cloud. Softek produces reports centred on margin, credit, and liquidity which supports an array of regulatory requirements as well as firm specific house margin policies.
Implementation and Care
Nothing is more important to our organization than each of our working colleague's commitment to the highest quality ethical standards. Together they form a dedicated group of technical, industry and client-care professional experts readily available to assist in addressing customer issues with prompt and efficient solutions at all times.
6 Million+
Trades processed daily
$350 million
Saved for one client through capital optimisation
Service Benefits
Softek provides cost effective solutions to manage capital, liquidity, concentration and credit on a customer and firm wide basis. Softek aggregates account level portfolio positions and transactions intraday via a private cloud. Softek produces reports centred on margin, credit, and liquidity which supports an array of regulatory requirements as well as firm specific house margin policies.
Manage
Risk across all customer accounts.
Margin requirements for customers, trading desks, and the firm.
Liquidity & concentration levels.
Integrate
Trades & positions from multiple sources across all customer accounts.
All positions into one risk and margin platform.
Custom reports into existing systems.
Comply
With your regulator.
Regimes supported include SEC / FRB, FINRA, IIROC, & Basel III
Bespoke credit policies are implemented for custom reporting
Report
Multi-tiered reporting to assist in the analysis of capital adequacy, credit and compliance activities
Produced intraday and end of day.
Delivered in various formats such as XML, CSV, Text, and PDF
Asset Classes
OTC
Equities
Derivatives
Fixed Income
Commodities
Asset Backed
Foreign Exchange
What Clients Tell us
"With increasing regulatory oversight the Softek platform streamlines the audit process"
"By combining the positions of many trading desks into one consolidated view Softek reduced our capital requirements significantly"