Regulatory Capital Reporting

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Real-Time Capital Monitoring

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Stress Testing

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What-if Modelling

 

Firm Capital EOD

Overview

Softek provides cost effective hosted solution to manage capital, liquidity, concentration and credit on a customer and firm wide basis. Softek aggregates account level portfolio positions and transactions intraday via a private cloud. Softek produces reports centred on margin, credit, and liquidity which supports an array of regulatory requirements as well as firm specific house margin policies.

Implementation and Care

Nothing is more important to our organization than each of our working colleague's commitment to the highest quality ethical standards. Together they form a dedicated group of technical, industry and client-care professional experts readily available to assist in addressing customer issues with prompt and efficient solutions at all times.

6 Million+

Trades processed daily

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$350 million

Saved for one client through capital optimisation

Service Benefits

Softek provides cost effective solutions to manage capital, liquidity, concentration and credit on a customer and firm wide basis. Softek aggregates account level portfolio positions and transactions intraday via a private cloud. Softek produces reports centred on margin, credit, and liquidity which supports an array of regulatory requirements as well as firm specific house margin policies.

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Manage

Risk across all customer accounts.

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Margin requirements for customers, trading desks, and the firm.

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Liquidity & concentration levels.

 

Integrate

Trades & positions from multiple sources across all customer accounts.

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All positions into one risk and margin platform.

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Custom reports into existing systems.

 

Comply

With your regulator.

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Regimes supported include SEC / FRB, FINRA, IIROC, & Basel III

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Bespoke credit policies are implemented for custom reporting

 

Report

Multi-tiered reporting to assist in the analysis of capital adequacy, credit and compliance activities

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Produced intraday and end of day.

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Delivered in various formats such as XML, CSV, Text, and PDF 

Asset Classes

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OTC

Equities

Derivatives

Fixed Income

Commodities

Asset Backed

Foreign Exchange

What Clients Tell us

"With increasing regulatory oversight the Softek platform streamlines the audit process"

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"By combining the positions of many trading desks into one consolidated view Softek reduced our capital requirements significantly"