The leading provider of Capital & Credit Management solutions
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    BROKER DEALER

    Regulatory Capital Reporting
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    Real-Time Capital Monitoring
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    Stress Testing
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    What-if Modelling
     
    Firm Capital EOD

    Overview

    Softek provides cost effective hosted solution to manage capital, liquidity, concentration and credit on a customer and firm wide basis. Softek aggregates account level portfolio positions and transactions intraday via a private cloud. Softek produces reports centred on margin, credit, and liquidity which supports an array of regulatory requirements as well as firm specific house margin policies.

    Implementation and Care

    Nothing is more important to our organization than each of our working colleague's commitment to the highest quality ethical standards. Together they form a dedicated group of technical, industry and client-care professional experts readily available to assist in addressing customer issues with prompt and efficient solutions at all times.

    6 Million+

    Trades processed daily

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    $350 million

    Saved for one client through capital optimisation

    Service Benefits

    Softek provides cost effective solutions to manage capital, liquidity, concentration and credit on a customer and firm wide basis. Softek aggregates account level portfolio positions and transactions intraday via a private cloud. Softek produces reports centred on margin, credit, and liquidity which supports an array of regulatory requirements as well as firm specific house margin policies.

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    Manage

    Risk across all customer accounts.

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    Margin requirements for customers, trading desks, and the firm.

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    Liquidity & concentration levels.

     

    Integrate

    Trades & positions from multiple sources across all customer accounts.

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    All positions into one risk and margin platform.

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    Custom reports into existing systems.

     

    Comply

    With your regulator.

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    Regimes supported include SEC / FRB, FINRA, IIROC, & Basel III

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    Bespoke credit policies are implemented for custom reporting

     

    Report

    Multi-tiered reporting to assist in the analysis of capital adequacy, credit and compliance activities

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    Produced intraday and end of day.

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    Delivered in various formats such as XML, CSV, Text, and PDF 

    Asset Classes

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    OTC

    Equities

    Derivatives

    Fixed Income

    Commodities

    Asset Backed

    Foreign Exchange

    What Clients Tell us

    "With increasing regulatory oversight the Softek platform streamlines the audit process"

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    "By combining the positions of many trading desks into one consolidated view Softek reduced our capital requirements significantly"

    Proud to service clients regulated by:

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    • Financial Industry Regulatory Authority U.S. (FINRA)

    • U.S Securities and Exchange Commission (SEC)

    • Investment Industry Regulatory Organization of Canada (IIROC)

    • Financial Conduct Authority U.K. (FCA)

    • Bank of England Prudential Regulation Authority U.K. (PRA)

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    Chicago: +1 312 848 4445

    London: +44 (0)20 7332 6340

    Toronto: +1 905 602 5300

    New York: +1 905 602 5300