PROPRIETARY TRADING

Intraday Monitoring
Capital Optimization
Compliance Alerts
CCP Margin
Cross Asset Offsets

Overview

Today’s increasingly regulated trading world requires appropriate supervision and monitoring.

 

Softek provides proprietary trading firms with tools to aid their regulatory compliance, calculate capital and manage risk. Softek’s reporting capabilities enable stakeholders to monitor their trader’s credit exposure as well as the firm’s overall capital requirements.

Implementation and Care

Nothing is more important to our organization than each of our working colleague's commitment to the highest quality ethical standards. Together they form a dedicated group of technical, industry and client-care professional experts readily available to assist in addressing customer issues with prompt and efficient solutions at all times.

Asset Classes

OTC

Equities

Derivatives

Fixed Income

Commodities

Asset Backed

Foreign Exchange

Service Benefits

Softek’s flexible service for Proprietary Trading gives you the ability to:

 

Monitor

Monitor firm and an individual trader's capital requirements and margin exposures in near real time throughout the trading day.

 

Report

Report classification of hedged and unhedged positions including concentrations, haircuts, and capital charges.

 

Alert

Softek’s high touch Alerts Service for undue concentration levels & credit limit breaches sends emails to risk, compliance, and executive management.

Archive

Archived intraday & end of day capital reports for ease in satisfying regulatory audits.

6 Million+

Trades processed daily

$350 million

Saved for a client through capital optimization

What Clients Tell us

"With increasing regulatory oversight the Softek platform streamlines the audit process"

"By combining the positions of many trading desks into one consolidated view Softek reduced our capital requirements significantly"

Proud to service clients regulated by:

  • Financial Industry Regulatory Authority U.S. (FINRA)

  • U.S Securities and Exchange Commission (SEC)

  • Investment Industry Regulatory Organization of Canada (IIROC)

  • Financial Conduct Authority U.K. (FCA)

  • Bank of England Prudential Regulation Authority U.K. (PRA)

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