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SECURITIES FINANCE 

Partnering closely with securities finance businesses, Softek delivers adaptable technology platforms and expert-led advisory services designed to meet the sector’s specific needs. Their solutions enhance risk oversight, collateral management, and regulatory compliance, enabling firms to operate efficiently and confidently in a dynamic market.

ADVISORY & OUTSOURCED COMPLIANCE SERVICES 

With deep expertise in FINRA and SEC regulation, Softek supports clients with one-time projects and/or ongoing monthly compliance services enabling firms to reduce costs whilst increasing the quality of their firms operations.

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CLIENT SEGREGATION

Optimizes collateral rehypothecation within client segregation workflows, maximising revenue opportunities, reducing funding costs whilst maintaining regulatory compliance.

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RISK & MARGIN

Monitor and manage risk and margin across your business in real time with a comprehensive suite of strategy, stress, portfolio, and regulatory calculations—delivering full visibility and control across house and client exposures.

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Ready to transform your operations? Let's talk about how Softek can deliver the results your firm needs.

Option Risk Monitoring 

Explore how our cutting-edge solutions enabled a client to capture real-time risk exposures effectively. Our case study highlights the innovative approach used to identify high-risk accounts and manage challenges from complex option strategies.

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Oppenheimer & Co

Explore how  Softek supported Oppenheimer to make a more efficient way to monitor intraday options risk. Previously, their margin risk department relied on static reports, and in doing so lacked the ability for real-time, dynamic views into this risk.

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