PRIME BROKERAGE
Softek works hand-in-hand with prime brokers, offering flexible technology and advisory services tailored to the unique demands of the prime brokerage business. Softek’s offerings support core prime brokerage functions such as compliance, risk management, margin and collateral optimization, and regulatory reporting. By putting clients first, Softek empowers prime brokers to streamline operations, mitigate risk, and maintain compliance as their business evolves.
ADVISORY & OUTSOURCED COMPLIANCE SERVICES
With deep expertise in FINRA and SEC regulation, Softek supports clients with one-time projects and/or ongoing monthly compliance services enabling firms to reduce costs whilst increasing the quality of their firms operations.
CLIENT SEGREGATION
Optimizes collateral rehypothecation within client segregation workflows, maximising revenue opportunities, reducing funding costs whilst maintaining regulatory compliance.
REGULATORY CAPITAL & REPORTING
Streamline regulatory reporting and reduce regulatory capital requirements through automating complex account structures, real-time data integration, and multi-asset offset optimization.
RISK MARGIN
Monitor and manage risk and margin across your business in real time with a comprehensive suite of strategy, stress, portfolio, and regulatory calculations—delivering full visibility and control across house and client exposures.
