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Fiscal Year 2026 Emerging Compliance Frontiers: AI and Cryptocurrency in Fiscal Year 2026
2026 has marked a pivotal year for compliance professionals navigating the evolving domains of artificial intelligence and cryptocurrency. Both technologies offer operational benefits: AI in automating detection, reducing costs, and streamlining decision-making, and cryptocurrency in enabling faster settlements, programmable financial instruments, and broader market access. However, both carry risks that demand proactive institutional responses.


EXCEPTION MANAGER FOR MARGIN CALL LIFECYCLE AUTOMATION
We’re excited to announce the release of our new Exception Manager module — a powerful enhancement to our platform that automates the full lifecycle of margin calls from creation to closure.


COMPLIANCE & SUPERVISION BY NEXUS
The Nexus platform is a highly configurable web application that allows consolidation of multiple technology vendors into one solution. Whether you’re a BD or RIA, Nexus offers a perfect balance between providing regulatory compliance and supplying the majority of basic operational tools required by individual advisors and for your firm to advance your book of business, all while retaining the ability to accommodate the differences encountered from firm to firm and advisor to
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