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CLIENT SEGREGATION & COLLATERAL OPTIMIZATION 

Protect Client Assets. Reduce Funding Costs. Optimize Your Balance Sheet. Looking to strengthen control over client assets, streamline collateral usage, and deliver transparency across all workflows? Softek provides the automation, oversight, and configurability financial institutions need to safeguard client assets and optimze collateral with maximum efficiency.

POWERING THE CORE OF CLIENT PROTECTION & COLLATERAL EFFICIENCY

Softek delivers advanced functionality designed specifically to empower broker‑dealers, prime brokers, stock loan & repo desks, hedge funds, and proprietary trading firms.

Our platform ingests and analyzes a variety of client and firm positions, market data, and lending activity from internal and external systems—allowing teams to meet regulatory obligations while optimizing the available collateral. With complete flexibility, your firm can configure workflows to match internal procedures, legal agreements, and client‑specific rules—supporting consistent and scalable operations.

CONTROL & CONFIGURE 

Softek empowers your teams to define how client‑segregated assets and collateral movements are processed from entry to allocation.

Key supervision and automation capabilities include:

  • Automatic client‑seg vs. house‑seg identification

  • Collateral eligibility and haircut modeling

  • Optimization across bilateral, CCP, PB, and tri‑party workflows

  • Margin and financing workflow integration

  • Centralized monitoring with an auditable trail of changes

Treasury teams can shape optimization goals around funding cost, liquidity value, or capital requirements—ensuring every asset is deployed intelligently.

UNIFIED. COMPLIANT. EFFICIENT

The result is a transparent, consistent, and fully automated approach to client asset protection and collateral deployment. Your firm benefits from reduced risk, lower funding costs, improved liquidity management, and dramatically increased operational productivity.

KEY FEATURES

  • Automated client segregation calculations 

  • Real‑time collateral optimization engine with configurable objectives

  • Eligibility & haircut management for PB, CCP, bilateral, tri‑party & repo agreements

  • Integrated margin, financing, settlement & asset‑movement workflows

  • Alignment with appropriate regulatory frameworks

  • Intraday & end‑of‑day reconciliations against books & records, custodians & clearers

  • Exception‑based workflows for breaks, mismatches & settlement issues

  • Complete audit trail & supervisory oversight tools

BENEFITS

  • Strengthens client‑asset protection & reduces regulatory risk ​

  • Minimizes funding costs through optimized collateral deployment​

  • Increases revenue opportunities 

  • Increases visibility and control â€‹

  • Cuts operational workload and reduces ongoing overhead​

  • Enhances responsiveness to custodians, clearing brokers & regulators​

  • ​Centralized and scalable architecture supports business growth​

  • Provides consistent, auditable, firm‑wide standards

Ready to transform your operations? Let's talk about how Softek solutions can deliver the results your firm needs.

Option Risk Monitoring 

Explore how our cutting-edge solutions enabled a client to capture real-time risk exposures effectively. Our case study highlights the innovative approach used to identify high-risk accounts and manage challenges from complex option strategies.

Image by Helen G
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