CLEARING BROKER
With partnership at our core, Softek works closely with clearing brokers to offer flexible technology and expert-led advisory services, tailored to each stage of a firm’s development. By putting clients first, Softek empowers firms to streamline processes, reduce risk, and maintain compliance as they grow.
ADVISORY & OUTSOURCED COMPLIANCE SERVICES
With deep expertise in FINRA and SEC regulation, Softek supports clients with one-time projects and/or ongoing monthly compliance services enabling firms to reduce costs whilst increasing the quality of their firms operations.
CLIENT SEGREGATION
Optimizes collateral rehypothecation within client segregation workflows, maximising revenue opportunities, reducing funding costs whilst maintaining regulatory compliance.
RISK & MARGIN
Monitor and manage risk and margin across your business in real time with a comprehensive suite of strategy, stress, portfolio, and regulatory calculations—delivering full visibility and control across house and client exposures.
REGULATORY CAPITAL & REPORTING
Streamline regulatory reporting and reduce regulatory capital requirements through automating complex account structures, real-time data integration, and multi-asset offset optimization
