BROKER DEALER
By combining scalable technology with expert-led services, Softek supports broker dealers in capital markets and wealth management as their businesses evolve. Softek’s client-centric approach helps firms enhance efficiency, mitigate risk, and meet regulatory demands with confidence.
FEE BILLING & COMPENSATION
Powerful automation for trades, billing, and commissions processing, streamlining data analysis across compliance, operations, and accounting.
COMPLIANCE & SUPERVISION TECHNOLGY
Use built-in WSP protocols to automate daily supervision, delivering consistent, comprehensive monitoring beyond manual methods. This streamlines operations, allowing teams to focus on what matters most.
ADVISORY & OUTSOURCED COMPLIANCE SERVICES
With deep expertise in FINRA and SEC regulation, Softek supports clients with one-time projects and/or ongoing monthly compliance services enabling firms to reduce costs whilst increasing the quality of their firms operations.
WORKFLOW & OPERATIONS
Automate daily operational, compliance, and accounting tasks, integrating books and records with WSPs. The platform enhances efficiency, transparency, and monitoring - reducing costs, while ensuring data privacy and cybersecurity.
ADVISOR TOOLS & ANALYTICS
Provide powerful insights and capabilities to advisors, helping them focus on the client activities that separate them from any other advisor.
REGULATORY CAPITAL & REPORTING
Streamline regulatory reporting and reduce regulatory capital requirements through automating complex account structures, real-time data integration, and multi-asset offset optimization
RISK & MARGIN
Monitor and manage risk and margin across your business in real time with a comprehensive suite of strategy, stress, portfolio, and regulatory calculations—delivering full visibility and control across house and client exposures.
