RIA
With a partnership-driven approach, Softek works closely with RIAs to deliver scalable technology and expert advisory solutions tailored to each stage of your business. Softek’s integrated platform helps RIAs address regulatory and compliance challenges, optimize workflows, and reduce administrative burdens, freeing up more time to service clients and grow your practice.
ADVISOR TOOLS & ANALYTICS
Provide powerful insights and capabilities to advisors, helping them focus on the client activities that separate them from any other advisor.
ADVISORY & OUTSOURCED COMPLIANCE SERVICES
With deep expertise in FINRA and SEC regulation, Softek supports clients with one-time projects and/or ongoing monthly compliance services enabling firms to reduce costs whilst increasing the quality of their firms operations.
COMPLIANCE & SUPERVISION TECHNOLGY
Use built-in WSP protocols to automate daily supervision, delivering consistent, comprehensive monitoring beyond manual methods. This streamlines operations, allowing teams to focus on what matters most.
FEE BILLING & COMPENSATION
Powerful automation for trades, billing, and commissions processing, streamlining data analysis across compliance, operations, and accounting.
WORKFLOW & OPERATIONS
Automate daily operational, compliance, and accounting tasks, integrating books and records with WSPs. The platform enhances efficiency, transparency, and monitoring - reducing costs, while ensuring data privacy and cybersecurity.
