WEALTH MANAGEMENT
Softek works closely with firms to deliver market-leading technology solutions and expert advisory services, meeting the operational demands of today’s dynamic industry. Our scalable solutions empower firms of all sizes to streamline workflows, manage risk, and focus on client relationships and growth.
ADVISORY &
OUTSOURCED COMPLIANCE SERVICES
With deep expertise in FINRA and SEC regulation, Softek supports clients with one-time projects and/or ongoing monthly compliance services enabling firms to reduce costs whilst increasing the quality of their firms operations.
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COMPLIANCE & SUPERVISION TECHNOLOGY
Use built-in WSP protocols to automate daily supervision, delivering consistent, comprehensive monitoring beyond manual methods. This streamlines operations, allowing teams to focus on what matters most.
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CLIENT SEGREGATION
Optimizes collateral rehypothecation within client segregation workflows, maximising revenue opportunities, reducing funding costs whilst maintaining regulatory compliance.
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RISK & MARGIN
Monitor and manage risk and margin across your business in real time with a comprehensive suite of strategy, stress, portfolio, and regulatory calculations—delivering full visibility and control across house and client exposures.
ADVISOR TOOLS & ANALYTICS
Provide powerful insights and capabilities to advisors, helping them focus on the client activities that separate them from any other advisor.
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FEE BILLING & COMPENSATION
Powerful automation for trades, billing, and commissions processing, streamlining data analysis across compliance, operations, and accounting.
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REGULATORY CAPITAL & PREPORTING
Streamline regulatory reporting and reduce regulatory capital requirements through automating complex account structures, real-time data integration, and multi-asset offset optimization.
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WORKFLOW & OPERATIONS
Automate daily operational, compliance, and accounting tasks, integrating books and records with WSPs. The platform enhances efficiency, transparency, and monitoring - reducing costs, while ensuring data privacy and cybersecurity.
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